Meet Ray — Ray Valencia - Financial Advisor

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About Ray

Ray Valencia - Financial Planner

What do you do?
I help clients organize their financial lives so all the resources are working in unison towards their explicit goals. Our K.E.P.T. process was developed not only as a way we wanted clients to feel, but as a program that focuses on what matters most to each individual.
Qualifications?
I’ve been serving clients in California and several other States since 2009. I am registered with FINRA (Series 7) in order to provide securities brokerage products, and registered as an Investment Advisor Representative which allows me to provide fee only services as a fiduciary. I’m also a California Life Agent serving as a broker for; life, long term care, and disability policies. Early in my career I earned my bachelors degree in business administration from the California State University in Fullerton; with a concentration in entrepreneurship. I have always been a part of small innovative businesses; manufacturing and the tech industry are where I got my start.
Why do you do this?
I have an incredible opportunity to make a real difference in peoples lives and do quality work I can be proud of. Over the years I’ve seen how much of a need there is for education and clarity around financial services. It is my goal to create an environment where every client feels comfortable asking the questions they may feel reluctant to ask. I’m not here to judge; I exist in this space to educate.

Check The background of this financial professional on FINRA’s BrokerCheck

Ray Valencia is a Financial Planner with, and offers securities and investment advisory services through LPL Enterprise (LPLE), a Registered Investment Advisor. Member FINRA/SIPC, and an affiliate of LPL Financial.

“Prudential Advisors” is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (“PICA”) and its insurance company and other affiliates (collectively “Prudential”). Prudential Advisors financial professionals are licensed insurance agents of Prudential. Pursuant to a strategic relationship among Prudential, LPL Enterprise, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. These financial professionals are permitted to brand under “Prudential Advisors.” LPL Enterprise and LPL Financial are not affiliated with Prudential. California insurance license #0G57332.